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SEC Rule 10b-5
Results: 780

#	Item
631	Other Commission Order: Investools Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-16 17:00:15 Financial regulation Government Securities Exchange Act Business Securities Act U.S. Securities and Exchange Commission Securities regulation in the United States SEC Rule 10b-5 Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
632	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-12 14:28:09 Economics Financial economics 73rd United States Congress United States Securities and Exchange Commission Stock market SEC Rule 10b-5 Securities Exchange Act Insider trading U.S. Securities and Exchange Commission United States securities law Corruption Financial system
633	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Securities Act of 1933 Release No[removed]June 8, 2007 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-06-08 17:27:31 Finance Financial economics Financial regulation Stock market New Deal Securities Act Securities Exchange Act SEC Rule 10b-5 Barclays United States securities law United States Securities and Exchange Commission 73rd United States Congress
634	Daniel Wadley (Utah State Bar No Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-28 15:08:02 Financial regulation Government SEC filings Law Securities Exchange Act Aiding and abetting Securities Act Securities and Exchange Commission SEC Rule 10b-5 United States securities law 73rd United States Congress United States Securities and Exchange Commission
635	Microsoft Word - 13-317bsacUnitedStates Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-21 16:45:09 Basic Inc. v. Levinson SEC Rule 10b-5 Stoneridge Investment Partners v. Scientific-Atlanta Securities Litigation Uniform Standards Act Securities Act U.S. Securities and Exchange Commission Scienter Securities regulation in the United States Erica P. John Fund Inc. v. Halliburton Co. United States securities law Law Private Securities Litigation Reform Act
636	Complaint Against Geoffrey J. Eiten and National Finanical Communications, Corp, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-12 12:54:48 SEC filings Securities Exchange Act OTC Bulletin Board U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities regulation in the United States Financial regulation Financial economics Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
637	IN THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT ______________________________________________________ No[removed]___________________________________________________________ THOMAS R. DREILING, a shareholde Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-27 11:57:38 United States Securities and Exchange Commission Financial regulation Financial economics Financial system Securities Exchange Act InfoSpace SEC Rule 10b-5 U.S. Securities and Exchange Commission Security United States securities law Stock market 73rd United States Congress
638	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 10, 2013 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-10 17:11:44 United States Securities and Exchange Commission Corporate crime U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities Exchange Act Financial regulation Government Financial economics United States securities law New Deal agencies 73rd United States Congress
639	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]July 3, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending Rule 98 to Adopt Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-03 14:09:44 Financial regulation Economy of the United States Self-regulatory organizations United States Securities Exchange Act Securities Act SEC Rule 10b-5 Financial Industry Regulatory Authority New York Stock Exchange United States securities law 73rd United States Congress United States Securities and Exchange Commission
640	Microsoft Word - Fezzani_Amicus Brief_062013.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-24 09:46:51 Central Bank of Denver v. First Interstate Bank of Denver Law Financial regulation Case law United States securities law SEC Rule 10b-5 Securities Exchange Act

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